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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-09 |
| TX | RA | APPROVED | 2026-04-09 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | 01/2026 |
| Wells Fargo | Charlotte | NC | 05/2021 | 11/2021 |
| Cardinal Group Management Company | Charlotte | NC | 11/2020 | 05/2021 |
| Self-Employed | Charlotte | NC | 08/2018 | 10/2020 |
| Self-Employed | Charlotte | NC | 06/2021 | 12/2025 |
| Live Nation Entertainment | Charlotte | NC | 04/2019 | 06/2021 |
| University Of North Carolina Of Charlotte | Charlotte | NC | 08/2018 | 12/2021 |
| Cape Fear Community College | Charlotte | NC | 08/2016 | 06/2018 |
| Applebee's | Concord | NC | 03/2019 | 10/2019 |
| Cookout | Wilmington | NC | 05/2018 | 07/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 12/2021 | 01/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2025 | 01/2026 |
| Wells Fargo Clearing Services | Charlotte | NC | 03/2026 | Present |
| South Studio Collective Llc | Charlotte | NC | 02/2026 | Present |
NAME OF BUSINESS: South Studio Collective LLC NON-INVESTMENT RELATED ADDRESS: Charlotte, NC NATURE OF BUSINESS: Original Artwork and Art Prints POSITION: Owner/Manager START DATE: 02/2026 APPROX. HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Create original artwork and assist in sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-01 |
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