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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-25
  • CT RA
    APPROVED
    Since 2026-08-25

Branch Locations

2 Stony Hill Road Suite 208, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Bethel CT 01/2022 08/2026
Massmutual Life Insurance Co Bethel CT 01/2021 08/2026
University Of Hartford West Hartford CT 02/2015 01/2021
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Fgs Wealth Management Bethel CT 01/2021 Present
  • 01/2022 → 08/2026
    Bethel, CT
  • 01/2021 → 08/2026
    Massmutual Life Insurance Co
    Bethel, CT
  • 02/2015 → 01/2021
    University Of Hartford
    West Hartford, CT
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
  • 01/2021 → Present
    Fgs Wealth Management
    Bethel, CT
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FGS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2022-06-17

View on SEC IAPD

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