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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-20
TX RA APPROVED_RES 2022-06-16
  • FL RA
    APPROVED
    Since 2022-06-20
  • TX RA
    APPROVED_RES
    Since 2022-06-16

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2021 Present
Cantina Louie Jacksonville FL 05/2020 Present
Brinker - Chilis Jacksonville FL 03/2020 06/2020
Amazon Jacksonville FL 04/2020 05/2020
Tequilas Town Jacksonville FL 09/2019 03/2020
Salsas Jacksonville FL 12/2018 09/2019
Ihop Jacksonville FL 08/2018 12/2018
La Nopalera Jacksonville FL 09/2018 12/2018
Perschel & Meyer Jacksonville FL 06/2018 07/2018
Uber Jacksonville FL 02/2018 09/2018
Lyft Jacksonville FL 02/2018 09/2018
Papa Johns Jacksonville FL 07/2016 04/2018
Ss&C Advent Jacksonville FL 02/2021 06/2021
Bank Of America, N.A. Jacksonville FL 09/2022 Present
  • 06/2021 → Present
    Jacksonville, FL
  • 05/2020 → Present
    Cantina Louie
    Jacksonville, FL
  • 03/2020 → 06/2020
    Brinker - Chilis
    Jacksonville, FL
  • 04/2020 → 05/2020
    Amazon
    Jacksonville, FL
  • 09/2019 → 03/2020
    Tequilas Town
    Jacksonville, FL
  • 12/2018 → 09/2019
    Salsas
    Jacksonville, FL
  • 08/2018 → 12/2018
    Ihop
    Jacksonville, FL
  • 09/2018 → 12/2018
    La Nopalera
    Jacksonville, FL
  • 06/2018 → 07/2018
    Perschel & Meyer
    Jacksonville, FL
  • 02/2018 → 09/2018
    Uber
    Jacksonville, FL
  • 02/2018 → 09/2018
    Lyft
    Jacksonville, FL
  • 07/2016 → 04/2018
    Papa Johns
    Jacksonville, FL
  • 02/2021 → 06/2021
    Ss&C Advent
    Jacksonville, FL
  • 09/2022 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Other Businesses

I* 1506297For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: Uber Technologies, Inc.Investment related: noAddress of business: San Francisco, CA, 94103Nature of business: CorporationPosition, title, association: Consultant/Independent ContractorStart date of relationship: 09/30/2023Number of hours devoted: 5 weeklyNumber of hours devoted during trading hours: 0Duties: food delivery I* 1525274For profit or not for profit: Entity For Profit, Entity Publicly Traded Name of outside business organization: DoorDash IncInvestment related: noAddress of business: San Francisco, CA, 94107Nature of business: Corporation Position, title, association: Employee, Consultant/Independent Contractor Start date of relationship: 10/09/2023Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0Duties: delivery driver I*: 2154310 Entity Type: For Profit Name of OBA: Florida Epoxy Coatings LLC Address: Jacksonville, FL 32217 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/08/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: I will be opening an LLC with a partner to star a floor and coating contractor. I will be a partner and investor in the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-20
  • S66 Uniform Combined State Law Examination
    2022-05-20
Other Names
  • Andres F Moreno Caceres

View on SEC IAPD

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