Muhammad Fawad Afzal

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-05
TX	RA	APPROVED	2026-05-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Alameda	CA	10/2021	06/2022
J.P. Morgan Securities Llc	Alameda	CA	10/2021	06/2022
Bank Of America	Alamo	CA	04/2019	10/2021
Cvs Pharmacy	Walnut Creek	CA	04/2017	05/2019
Rite Aid	Concord	CA	09/2016	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hercules	CA	07/2022	05/2026
Sears	Concord	CA	09/2016	04/2017
Bank Of America, N.A.	Hercules	CA	09/2022	05/2026
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	05/2026	Present

10/2021 → 06/2022

Jpmorgan Chase Bank, N.A.

Alameda, CA
10/2021 → 06/2022

J.P. Morgan Securities Llc

Alameda, CA
04/2019 → 10/2021

Bank Of America

Alamo, CA
04/2017 → 05/2019

Cvs Pharmacy

Walnut Creek, CA
09/2016 → 05/2017

Rite Aid

Concord, CA
07/2022 → 05/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hercules, CA
09/2016 → 04/2017

Sears

Concord, CA
09/2022 → 05/2026

Bank Of America, N.A.

Hercules, CA
05/2026 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-19
S63	Uniform Securities Agent State Law Examination	2022-01-24