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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-21 |
Branch Locations
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2021 | 11/2024 |
| Unemployed | Sacramento | CA | 04/2021 | 11/2021 |
| Golden 1 Center | Sacramento | CA | 08/2017 | 04/2021 |
| Unemployed | Sacramento | CA | 12/2016 | 08/2017 |
| Orange County Registrar Of Voters | Santa Ana | CA | 05/2016 | 12/2016 |
| Ucla Extension | Los Angeles | CA | 01/2018 | 06/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 07/2025 | Present |
| Unemployed | Scottsdale | AZ | 11/2024 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 2020-01-03 |
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