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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-02-04 |
| TX | RA | APPROVED | 2022-02-04 |
Branch Locations
111 N. Main, 3Rd Floor, Suite B Pob 5389, Ketchum, ID 83340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun Valley Gold Llc | Hailey | ID | 06/2010 | 07/2021 |
| Stifel, Nicolaus & Company, Incorporated | Ketchum | ID | 11/2021 | Present |
| Unemployed | Hailey | ID | 08/2021 | 10/2021 |
1. Sun Valley Soccer Club; PO Box 730, Ketchum, ID 83340; Non-profit youth soccer organization; Board member; Help guide and support club and executive director to continue to grow youth soccer in the community; 06/01/2022; 10 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 2. Sun Valley Soccer Club; PO Box 730 Ketchum ID 83340; youth soccer club; Treasurer; Write checks as needed, authorize payments, and work with the bookkeeper and tax accountant; 10/31/2024; 5.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 3. Sun Valley Youth Hockey; PO Box 1293 Sun Valley, ID 83353; Youth sports organization; Board member; To help grow, develop, and guide the organization to provide high-quality ice hockey programs to the youth; 12/03/2025; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-03 |
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