Timothy Clayton

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-07-30

OH RA
APPROVED

Since 2022-07-30

Branch Locations

196 Dussel Drive, Maumee, OH 43537 • United States

7536 West Central, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Toledo	OH	01/2012	Present
Fifth Third Securities	Toledo	OH	10/2021	Present

01/2012 → Present

Fifth Third Bank

Toledo, OH
10/2021 → Present

Fifth Third Securities

Toledo, OH

Other Businesses

HOCO Reality LLC - Toledo, OH - real estate rental - managing member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------- Raised 2 Life LLC - Toledo, OH - office cleaning franchise - owner/franchisee - 20 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-29
S63	Uniform Securities Agent State Law Examination	2022-05-20

S65 Uniform Investment Adviser Law Examination

2022-07-29
S63 Uniform Securities Agent State Law Examination

2022-05-20

View on SEC IAPD