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901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-02-28 |
Branch Locations
1000 Winchester Street Suite 300, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jcpenney | Fredericksburg | VA | 01/2016 | 11/2016 |
| American Family Fitness | Fredericksburg | VA | 11/2016 | 04/2017 |
| Wawa | Fredericksburg | VA | 04/2017 | 06/2017 |
| Navy Federal Credit Union | Fredericksburg | VA | 06/2017 | 06/2020 |
| Edelman Financial Engines | Alexandria | VA | 06/2020 | 11/2021 |
| Cary Street Partners | Fredericksburg | VA | 11/2021 | Present |
| Germanna Community College | Fredericksburg | VA | 08/2016 | 06/2017 |
| University Mary Washington | Fredericksburg | VA | 08/2017 | 05/2020 |
Other Business Name: University of Mary Washington Address:1301 College Avenue, Woodard Hall, COB Room 132 Investment-Related?Yes Nature of the Other Business:Educational Institution Postion at Other Business:Adjunct Professor of Personal Finance 320 course Title at Other Business:Adjunct Professor Relationship with Other BusinessEducation Services Start Date of your Relationship:8/26/2024 Approximate Hours/Month devoted to other business:25 Number of Hours devoted to other business during securities trading hours:15 Description of duties related to other Business:Adjunct Professor of Personal Finance 320 course for compensation. Other Business Name: Fredericksburg Regional Chamber of Commerce Address:1701 Fall Hill Ave, Unit 106, Fredericksburg, VA 22401 Investment-Related?Yes Nature of the Other Business:Private Company Postion at Other Business:Committee Member, Budget Analyst Title at Other Business:Committee Member, Budget Analyst Relationship with Other BusinessNo Start Date of your Relationship:2/4/2025-2/4/2026 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approximate Hours/Month devoted to other business:3 Number of Hours devoted to other business during securities trading hours:1 Will you be compensated for the OBA?:No Description of duties related to other Business:Join the Fredericksburg Chamber as a committee member for the young professionals "Next Gen" non-profit subsidiary as their budget analyst. Will review spending and provide steering advice and participation in meetings to further community initiatives in connecting young professionals and supporting local businesses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-14 |
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