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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED | 2023-12-04 |
Branch Locations
101 Montgomery St, San Francisco, CA 94104 • United States
4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Weston | MA | 11/2021 | 11/2023 |
| Buttercrup Restaurant | Natick | MA | 05/2019 | 09/2021 |
| Elon University | Elon | NC | 08/2017 | 05/2021 |
| The Fessenden Day Camp | Newton | MA | 06/2016 | 08/2019 |
| Bank Of America, N.A. | Weston | MA | 11/2021 | 11/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 11/2023 | Present |
| Jpmorgan Chase Bank, N.A. | San Fracisco | CA | 11/2023 | Present |
| Unemployed | Natick | MA | 10/2021 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
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