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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-02-25
TX RA APPROVED 2022-02-16
NC RA APPROVED 2022-01-26
  • SC RA
    APPROVED
    Since 2022-02-25
  • TX RA
    APPROVED
    Since 2022-02-16
  • NC RA
    APPROVED
    Since 2022-01-26

Branch Locations

622 Fairview Rd, Simpsonville, SC 29680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2017 Present
Verizon Wireless Greenville SC 03/2017 07/2017
At&T Greenville SC 06/2014 06/2017
Bank Of America, N.A. Charlotte NC 12/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
  • S66 Uniform Combined State Law Examination
    2022-01-25

View on SEC IAPD

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