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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-12-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2006 | Present |
| Bank Of America, N.A. | Houston | TX | 12/2024 | Present |
I*461762 For profit or not for profit: For-Profit Organization Name of outside business organization: Helen Sharpe VO Investment related: N Address of business: Missouri City, Texas 77459 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Voice over artist. I will record audio books and other audio work. I will submit the work to the entity. I will process invoices and receive payment. I*1785327, Entity Type, Entity For Profit Name of OBA: Handmade Heaven Address: Houston, TX, 77077 Investment Related: No Position, Title, Association: Officer Employee Start Date :04/13/2024 No Hours: 2 weekly No Hours during trading: 0 Duties: My daughter who is 11 years old makes and sells jewelry. Since she is a minor, I am listed for the tax id and business entity. My role is to help her financially, purchase supplies, and report any sales necessary for taxes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-14 |
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