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Jon Richard Peterson

Corient

Charlotte, NC

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-03
  • NC RA
    APPROVED
    Since 2024-09-03

Branch Locations

4201 Congress St Suite 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rkl Wealth Management Llc York PA 09/2021 07/2024
Fulton Financial Corporation Lancaster PA 02/2020 09/2021
Fulton Financial Corporation Lancaster PA 06/2019 02/2020
Fulton Financial Corporation Lancaster PA 06/2018 08/2018
Clair Brothers Lititz PA 06/2017 08/2017
Spooky Nook Sports Lancaster PA 07/2019 11/2023
Longwood University Farmville VA 06/2015 05/2019
Corient Services Llc Miami FL 08/2024 Present
Corient Charlotte NC 08/2024 Present
  • 09/2021 → 07/2024
    Rkl Wealth Management Llc
    York, PA
  • 02/2020 → 09/2021
    Fulton Financial Corporation
    Lancaster, PA
  • 06/2019 → 02/2020
    Fulton Financial Corporation
    Lancaster, PA
  • 06/2018 → 08/2018
    Fulton Financial Corporation
    Lancaster, PA
  • 06/2017 → 08/2017
    Clair Brothers
    Lititz, PA
  • 07/2019 → 11/2023
    Spooky Nook Sports
    Lancaster, PA
  • 06/2015 → 05/2019
    Longwood University
    Farmville, VA
  • 08/2024 → Present
    Corient Services Llc
    Miami, FL
  • 08/2024 → Present
    Corient
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-20
  • S65 Uniform Investment Adviser Law Examination
    2021-11-20
Designations

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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