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James Frederick Largen

Ubs Financial Services Inc.

Omaha, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-16
NE RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2023-10-16
  • NE RA
    APPROVED
    Since 2022-03-21

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sodoro Law Omaha NE 01/2018 07/2019
Deloitte Denver CO 07/2019 11/2021
Ubs Financial Services Inc Omaha NE 11/2021 Present
University Of Denver Sturm College Of Law Denver CO 08/2014 09/2017
Unemployed Lincoln NE 09/2017 01/2018
  • 01/2018 → 07/2019
    Sodoro Law
    Omaha, NE
  • 07/2019 → 11/2021
    Deloitte
    Denver, CO
  • 11/2021 → Present
    Ubs Financial Services Inc
    Omaha, NE
  • 08/2014 → 09/2017
    University Of Denver Sturm College Of Law
    Denver, CO
  • 09/2017 → 01/2018
    Unemployed
    Lincoln, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-17
  • S66 Uniform Combined State Law Examination
    2022-03-17

View on SEC IAPD

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