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Misty A Soriano

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Saginaw TX 04/2006 06/2024
Advocare Carolton TX 01/2011 Present
Charles Schwab And Co., Inc. Saginaw TX 12/2022 Present
Td Ameritrade Investment Management, Llc Saginaw TX 04/2009 06/2024
  • 04/2006 → 06/2024
    Tdameritrade
    Saginaw, TX
  • 01/2011 → Present
    Advocare
    Carolton, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Saginaw, TX
  • 04/2009 → 06/2024
    Td Ameritrade Investment Management, Llc
    Saginaw, TX
Previous Registrations
  • 2009-04-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Fort Worth, TX
    Saginaw, TX
  • 2009-04-22 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Southlake, TX
    Omaha, NE
    Fort Worth, TX
    Saginaw, TX
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-21
S63 Uniform Securities Agent State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2009-04-21
  • S63 Uniform Securities Agent State Law Examination
    2006-09-01
Other Names
  • Misty A. Davis
  • Misty Davis-Soriano
  • Misty Soriano

View on SEC IAPD

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VICTOR MURDAUGH WHITE
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RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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