Julia Fleming

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-10-03
SC	RA	APPROVED	2023-10-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/2021	05/2023
Simsbury High School	Simsbury	CT	06/2013	06/2017
Simsbury Enrichment And Extended Day	Simsbury	CT	12/2016	06/2017
Educational Playcare	Avon	CT	06/2018	08/2018
Mystic Seaport Museum	Mystic	CT	05/2019	08/2019
Mystic Seaport Museum	Mystic	CT	06/2021	10/2021
Siena College	Loudonville	NY	08/2017	05/2021
Siena College Center For Academic Community Engagement	Loudonville	NY	06/2020	08/2020
Siena College Center For Academic Community Engagement	Loudonville	NY	08/2020	11/2020
Mystic Seaport Museum	Mystic	CT	08/2020	08/2020
Siena College Center For Undergraduate Research And Creative Act	Loudonville	NY	01/2021	02/2021
Lpl Financial Llc	Fort Mill	SC	05/2023	Present

11/2021 → 05/2023

The Vanguard Group, Inc.

Charlotte, NC
06/2013 → 06/2017

Simsbury High School

Simsbury, CT
12/2016 → 06/2017

Simsbury Enrichment And Extended Day

Simsbury, CT
06/2018 → 08/2018

Educational Playcare

Avon, CT
05/2019 → 08/2019

Mystic Seaport Museum

Mystic, CT
06/2021 → 10/2021

Mystic Seaport Museum

Mystic, CT
08/2017 → 05/2021

Siena College

Loudonville, NY
06/2020 → 08/2020

Siena College Center For Academic Community Engagement

Loudonville, NY
08/2020 → 11/2020

Siena College Center For Academic Community Engagement

Loudonville, NY
08/2020 → 08/2020

Mystic Seaport Museum

Mystic, CT
01/2021 → 02/2021

Siena College Center For Undergraduate Research And Creative Act

Loudonville, NY
05/2023 → Present

Lpl Financial Llc

Fort Mill, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-29
S63	Uniform Securities Agent State Law Examination	2022-01-28

Other Firms