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Benjamin F. Stephens

Strategic Advisers LLC

South Windsor, CT

CRD 7461457

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-27
TX RA APPROVED 2026-05-27
  • CT RA
    APPROVED
    Since 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27

Branch Locations

South Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shamrock Companies Westlake OH 05/1998 11/2021
Gwfs Equities, Inc Greenwood Village CO 11/2021 05/2024
Fidelity Investments Charlotte NC 05/2024 Present
  • 05/1998 → 11/2021
    Shamrock Companies
    Westlake, OH
  • 11/2021 → 05/2024
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 05/2024 → Present
    Fidelity Investments
    Charlotte, NC
Other Businesses

OBA-122099|OrgNmn:Colt Estates Condo Association|Org Addr:Hartford,Connecticu,US|OBA Nature:HOA|Invst Rel:N|Title:Member|Duties:Board of Directors|StrtDt:08-13-25|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2021-12-20
Other Names
  • Benjamin Franklin Stephens
  • Benjamin F Stephens

View on SEC IAPD

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