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Current Employers
Grayscale Advisors

290 Harbor Drive 4Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-17
NY RA APPROVED 2025-10-17
  • CT RA
    APPROVED
    Since 2025-10-17
  • NY RA
    APPROVED
    Since 2025-10-17

Branch Locations

Brooklyn, NY • United States

290 Harbor Drive 4Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 10/2021 10/2025
Options Group New York NY 09/2020 10/2021
N/A Starkville MS 08/2016 06/2020
Grayscale Securities, Llc Stamford CT 10/2025 Present
Grayscale Operating, Llc Stamford CT 10/2025 Present
Grayscale Advisors, Llc Stamford CT 10/2025 Present
  • 10/2021 → 10/2025
    Neuberger Berman
    New York, NY
  • 09/2020 → 10/2021
    Options Group
    New York, NY
  • 08/2016 → 06/2020
    N/A
    Starkville, MS
  • 10/2025 → Present
    Grayscale Securities, Llc
    Stamford, CT
  • 10/2025 → Present
    Grayscale Operating, Llc
    Stamford, CT
  • 10/2025 → Present
    Grayscale Advisors, Llc
    Stamford, CT
Previous Registrations
Other Businesses

Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); 290 Harbor Drive, Stamford, CT; Investment Related; Investment Advisor Activity, Portfolio Consultant; October 2025; 100+ Hours/Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15

View on SEC IAPD

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