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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-09-30 |
| PA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 03/2012 | 09/2018 |
| Td Ameritrade, Inc. | Erie | PA | 02/2018 | 09/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2018 |
| Pnc Investments | Pittsburgh | PA | 10/2018 | 08/2019 |
| Pruco Securities Llc | Amherst | NY | 09/2019 | 02/2020 |
| Prudential Insurance Company Of America | Amherst | NY | 09/2019 | 02/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 07/2020 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 07/2020 | 05/2022 |
| Uber | San Francisco | CA | 03/2020 | Present |
| Uber Eats | San Francisco | CA | 03/2020 | Present |
| Doordash | Sunnyvale | CA | 04/2020 | Present |
| Grubhub | Chicago | IL | 05/2020 | Present |
| Lyft | San Francisco | CA | 03/2020 | Present |
| Instacart | San Francisco | CA | 04/2020 | Present |
| Postmates | San Francisco | CA | 04/2020 | 06/2020 |
| Lpl Financial Llc | Erie | PA | 05/2022 | Present |
1)12/07/2023 - Lyft- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver- Start Date - 3/17/2020- 1 Hour Per Month/ 0 Hours During Securities Trading 2)12/07/2023 - Grubhub - Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/10/2020 - 24 Hours Per Month/ 0 Hours During Securities Trading 3)12/07/2023 - Uber & Uber Eats- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/3/2020 - 10 Hours Per Month/ 0 Hours During Securities Trading 4)12/07/2023 - DoorDash- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/10/2020 - 45 Hours Per Month/ 0 Hours During Securities Trading 5) 11/20/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INTERRA INVESTMENTS - Investment Related - At Reported Business Location(s) - Start Date 09/29/2025 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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