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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-09-30
PA RA APPROVED 2022-05-18
  • IN RA
    APPROVED
    Since 2025-09-30
  • PA RA
    APPROVED
    Since 2022-05-18

Branch Locations

300 W Lincoln Ave, Goshen, IN 46526 • United States

4330 Elkhart Rd., Goshen, IN 46526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 03/2012 09/2018
Td Ameritrade, Inc. Erie PA 02/2018 09/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2018
Pnc Investments Pittsburgh PA 10/2018 08/2019
Pruco Securities Llc Amherst NY 09/2019 02/2020
Prudential Insurance Company Of America Amherst NY 09/2019 02/2020
Cuna Brokerage Services, Inc. Waverly IA 07/2020 05/2022
Cuna Mutual Group Waverly IA 07/2020 05/2022
Uber San Francisco CA 03/2020 Present
Uber Eats San Francisco CA 03/2020 Present
Doordash Sunnyvale CA 04/2020 Present
Grubhub Chicago IL 05/2020 Present
Lyft San Francisco CA 03/2020 Present
Instacart San Francisco CA 04/2020 Present
Postmates San Francisco CA 04/2020 06/2020
Lpl Financial Llc Erie PA 05/2022 Present
  • 03/2012 → 09/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 09/2018
    Td Ameritrade, Inc.
    Erie, PA
  • 02/2018 → 09/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2018 → 08/2019
    Pnc Investments
    Pittsburgh, PA
  • 09/2019 → 02/2020
    Amherst, NY
  • 09/2019 → 02/2020
    Prudential Insurance Company Of America
    Amherst, NY
  • 07/2020 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2020 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 03/2020 → Present
    Uber
    San Francisco, CA
  • 03/2020 → Present
    Uber Eats
    San Francisco, CA
  • 04/2020 → Present
    Doordash
    Sunnyvale, CA
  • 05/2020 → Present
    Grubhub
    Chicago, IL
  • 03/2020 → Present
    Lyft
    San Francisco, CA
  • 04/2020 → Present
    Instacart
    San Francisco, CA
  • 04/2020 → 06/2020
    Postmates
    San Francisco, CA
  • 05/2022 → Present
    Erie, PA
Previous Registrations
  • 2020-08-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Erie, PA
    Corry, PA
    Erie, PA
  • 2019-09-04 → 2020-02-19
    Williamsville, NY
    Syracuse, NY
  • 2018-10-09 → 2019-08-27
    Warren, PA
    Youngsville, PA
    Bradford, PA
    North Warren, PA
  • 2018-02-27 → 2018-10-09
    Td Ameritrade, Inc.
    Erie, PA
  • 2018-02-26 → 2018-10-09
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-05-19 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1)12/07/2023 - Lyft- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver- Start Date - 3/17/2020- 1 Hour Per Month/ 0 Hours During Securities Trading 2)12/07/2023 - Grubhub - Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/10/2020 - 24 Hours Per Month/ 0 Hours During Securities Trading 3)12/07/2023 - Uber & Uber Eats- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/3/2020 - 10 Hours Per Month/ 0 Hours During Securities Trading 4)12/07/2023 - DoorDash- Not Investment Related - Erie, PA - Outside/W-2 Employment - Contract driver - Start Date- 3/10/2020 - 45 Hours Per Month/ 0 Hours During Securities Trading 5) 11/20/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name INTERRA INVESTMENTS - Investment Related - At Reported Business Location(s) - Start Date 09/29/2025 - 40 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-19
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2017-05-19
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Charles A Molloy
  • Chuck Molloy
  • Charles Nmi Molloy

View on SEC IAPD

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