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Inactive

Nhaman Pelphrey

Ifc Advisors LLC

Los Angeles, CA

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Current Employers
Ifc Advisors Llc

11601 Wilshire Blvd Suite 1725, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06

Branch Locations

11601 Wilshire Blvd Suite 1725, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Los Angeles CA 01/2015 10/2024
Wells Fargo Clearing Services Los Angeles CA 07/2021 10/2024
Ifc Advisors Llc Los Angeles CA 11/2024 Present
  • 01/2015 → 10/2024
    Wells Fargo Bank
    Los Angeles, CA
  • 07/2021 → 10/2024
    Wells Fargo Clearing Services
    Los Angeles, CA
  • 11/2024 → Present
    Ifc Advisors Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
  • S66 Uniform Combined State Law Examination
    2022-06-30
Other Names
  • Nhaman Phan

View on SEC IAPD

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