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Anne Williams Cozad

Texas Capital Bank Private Wealth Advisors

Dallas, TX

CRD 7460529

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Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-31
  • TX RA
    APPROVED
    Since 2022-01-31

Branch Locations

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Methodist University Dallas TX 08/2015 05/2019
Soulcycle Dallas TX 05/2016 05/2019
Texas Capital Bank Dallas TX 07/2019 Present
Texas Capital Bank Private Wealth Advisors Dallas TX 10/2021 Present
  • 08/2015 → 05/2019
    Southern Methodist University
    Dallas, TX
  • 05/2016 → 05/2019
    Soulcycle
    Dallas, TX
  • 07/2019 → Present
    Texas Capital Bank
    Dallas, TX
  • 10/2021 → Present
    Texas Capital Bank Private Wealth Advisors
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-31
  • S65 Uniform Investment Adviser Law Examination
    2022-01-31
Other Names
  • Anne Caroline Williams

View on SEC IAPD

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