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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-10 |
Branch Locations
1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Resource Group | Wall | NJ | 10/2021 | Present |
| Minnesota Life Insurance Co | St Paul | MN | 10/2021 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 10/2021 | 08/2023 |
| Yesterday's Family Restaurant | Bayville | NJ | 03/2013 | Present |
| New Vision Liquors Llc | Toms River | NJ | 09/2019 | Present |
| Cetera Wealth Services, Llc | Wall | NJ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Margfinancial | Wall | NJ | 01/2021 | Present |
1. MID ATLANTIC BENEFIT STRATEGIES FIXED INSURANCE; WALL, NJ 07719; INVESTMENT RELATED; SALESPERSON; 10/2021-ONGOING; 10 HRS/MONTH; 2 TRADE HRS/MONTH* New Vision Liquors LLC/Spirits Unlimited, Toms River, NJ 08753, not investment related, employee, 09/2019 - ongoing, 100 hour/month business, 0 hour/month trading 2. YESTERDAY'S FAMILY RESTAURANT POSITION: Employee NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 938 Atlantic City Blvd, Bayville NJ 08721, United States DESCRIPTION: Yesterday's is a family owned restaurant in my hometown. I work there doing banquet parties. 3. NAME OF OTHER BUSINESS: MARGFINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-28 |
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