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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Resource Group Wall NJ 10/2021 Present
Minnesota Life Insurance Co St Paul MN 10/2021 08/2023
Securian Financial Services Inc St Paul MN 10/2021 08/2023
Yesterday's Family Restaurant Bayville NJ 03/2013 Present
New Vision Liquors Llc Toms River NJ 09/2019 Present
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Margfinancial Wall NJ 01/2021 Present
  • 10/2021 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 10/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 10/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2013 → Present
    Yesterday's Family Restaurant
    Bayville, NJ
  • 09/2019 → Present
    New Vision Liquors Llc
    Toms River, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2021 → Present
    Margfinancial
    Wall, NJ
Previous Registrations
  • 2022-11-25 → 2023-08-10
    Securian Financial Services, Inc.
    Wall, NJ
    St. Paul, MN
Other Businesses

1. MID ATLANTIC BENEFIT STRATEGIES FIXED INSURANCE; WALL, NJ 07719; INVESTMENT RELATED; SALESPERSON; 10/2021-ONGOING; 10 HRS/MONTH; 2 TRADE HRS/MONTH* New Vision Liquors LLC/Spirits Unlimited, Toms River, NJ 08753, not investment related, employee, 09/2019 - ongoing, 100 hour/month business, 0 hour/month trading 2. YESTERDAY'S FAMILY RESTAURANT POSITION: Employee NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 938 Atlantic City Blvd, Bayville NJ 08721, United States DESCRIPTION: Yesterday's is a family owned restaurant in my hometown. I work there doing banquet parties. 3. NAME OF OTHER BUSINESS: MARGFINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-11
S63 Uniform Securities Agent State Law Examination 2022-04-28
  • S65 Uniform Investment Adviser Law Examination
    2022-11-11
  • S63 Uniform Securities Agent State Law Examination
    2022-04-28
Other Names
  • Josh Blumensteel

View on SEC IAPD

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