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230 W Front St, Monroe, MI 48161 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-03-18 |
| OH | RA | APPROVED | 2018-08-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Monroe | MI | 01/2011 | 10/2016 |
| Lpl Financial | Monroe | MI | 10/2016 | 09/2018 |
| River Raisin Investment Partners, Inc. | Monroe | MI | 07/2018 | Present |
| Lpl Financial | Monroe | MI | 10/2016 | 09/2018 |
1) Licensed insurance agent. LIFE, HEALTH, PROPERTY AND CASUALTY. 2 HOURS A MONTH 2) PIN SEEKERS, LLC; NON-INVESTMENT RELATED; MONROE, MI; OWNER; START - 04/2023; 20 HRS/MO (5 DURING TRADING); ADMINISTRATIVE DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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