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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Louisville KY 10/2021 Present
Computershare N.A. Louisville KY 12/2016 10/2021
Norton Healthcare Louisville KY 05/2013 12/2016
  • 10/2021 → Present
    Robert W. Baird
    Louisville, KY
  • 12/2016 → 10/2021
    Computershare N.A.
    Louisville, KY
  • 05/2013 → 12/2016
    Norton Healthcare
    Louisville, KY
Other Businesses

Name/Address: Rental Property 1427 Forest Dr Louisville KY 40219 Start Date: 10/29/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-29
  • S66 Uniform Combined State Law Examination
    2025-03-29

View on SEC IAPD

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