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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-21 |
Branch Locations
520 Broadway Suite 200, Santa Monica, CA 90401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berklee College Of Music | Boston | MA | 06/2014 | 06/2018 |
| Anselmo Academy Of Music And The Arts | New York | NY | 07/2018 | 09/2021 |
| American Income Life | Sacramento | CA | 10/2021 | 10/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2021 | 11/2022 |
| Northwestern Mutual Investment Services Llc | Woodland Hls | CA | 10/2021 | 11/2022 |
| Angeles Temple | Los Angeles | CA | 10/2022 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 11/2022 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 02/2023 | Present |
1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 520 BROADWAY, FL 2, SANTA MONICA, CA 90401| START DATE: 2/9/2023 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) PRIVATE LABEL WEALTH MANAGEMENT | POSITION: Agent | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2023 ADDRESS: 520 Broadway, Suite 200, Santa Monica 90401 | DESCRIPTION: Insurance Sales and Service Including PennMutual Life Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-23 |
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