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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-10 |
Branch Locations
1456 N Howe Street Ste 200, Southport, NC 28461 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Southport | NC | 10/2021 | Present |
| Roth Staffing | Raleigh | NC | 12/2018 | 10/2021 |
| Acquire | Raleigh | NC | 10/2018 | 11/2018 |
| Yourpie Pizza | Wilmington | NC | 05/2018 | 08/2018 |
| University Of South Carolina | Columbia | SC | 08/2014 | 05/2018 |
1) 05/05/2023 - Fairley & McGowan Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/20/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-20 |
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