Best Investors Account Sign in
Inactive

Cagatay Koc

North Berkeley Wealth Management, LLC

Berkeley, CA

Claim This Profile
Current Employers
North Berkeley Wealth Management, Llc

1995 El Dorado Ave, Berkeley, CA 94707 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
  • CA RA
    APPROVED
    Since 2026-01-20

Branch Locations

1995 El Dorado Ave, Berkeley, CA 94707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Univ. Of Louisville Louisville KY 01/2014 01/2017
University Of Arizona Tucson AZ 01/2017 01/2019
Northern Trust Company Phoenix AZ 01/2019 04/2020
Sterling Investment Management Tucson AZ 04/2020 09/2021
Faubourg Private Wealth New Orleans LA 09/2021 12/2022
Self Employed Speculators Anonymous San Diego CA 12/2022 08/2023
Lifepro Financial Services San Diego CA 08/2023 04/2024
Strategic Wealth Planning Richardson TX 06/2024 07/2025
North Berkeley Wealth Management, Llc Berkeley CA 09/2025 Present
  • 01/2014 → 01/2017
    Univ. Of Louisville
    Louisville, KY
  • 01/2017 → 01/2019
    University Of Arizona
    Tucson, AZ
  • 01/2019 → 04/2020
    Northern Trust Company
    Phoenix, AZ
  • 04/2020 → 09/2021
    Sterling Investment Management
    Tucson, AZ
  • 09/2021 → 12/2022
    Faubourg Private Wealth
    New Orleans, LA
  • 12/2022 → 08/2023
    Self Employed Speculators Anonymous
    San Diego, CA
  • 08/2023 → 04/2024
    Lifepro Financial Services
    San Diego, CA
  • 06/2024 → 07/2025
    Strategic Wealth Planning
    Richardson, TX
  • 09/2025 → Present
    North Berkeley Wealth Management, Llc
    Berkeley, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-05
  • S65 Uniform Investment Adviser Law Examination
    2024-03-05

View on SEC IAPD

Other Firms

BLUME CAPITAL MANAGEMENT, INC.
FUTURE FRONTIER CAPITAL, LLC
VOLEON CAPITAL MANAGEMENT LP
CITIGROUP GLOBAL MARKETS INC.
Z21 VENTURES MANAGEMENT COMPANY, LLC
STRATEGIC ADVISERS LLC
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.

Other Investors

JEFFREY VALENTINE ST. CLAIRE
PETER BRAY REIDENBACH
Samaya Patel
AMY STOEPLER THACHER
DARREN SCOTT TAGGART
Mark Lawrence Hortizuela Cortez
ASHLEY COONS
HAMED RASHIDPOUR

Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA

More in Berkeley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor