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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-21 |
| IL | RA | APPROVED | 2022-10-13 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
10 S Dearborn St Floor 11, Chicago, IL 60603 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 04/2016 | 09/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-05 |
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