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Richard G Bertrand

Morgan Stanley

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-07
FL RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-07
  • FL RA
    APPROVED
    Since 2024-02-05

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tampa FL 11/2021 Present
Omega Watches Jacksonville FL 06/2019 04/2020
Lexus Jacksonville FL 06/2020 06/2021
Coca Cola Beverages Florida Jacksonville FL 04/2019 06/2019
Dillards Jacksonville FL 07/2017 04/2019
The Citadel Military College Of South Carolina Charleston SC 06/2013 06/2017
Unemployed Jacksonville FL 06/2021 11/2021
  • 11/2021 → Present
    Morgan Stanley
    Tampa, FL
  • 06/2019 → 04/2020
    Omega Watches
    Jacksonville, FL
  • 06/2020 → 06/2021
    Lexus
    Jacksonville, FL
  • 04/2019 → 06/2019
    Coca Cola Beverages Florida
    Jacksonville, FL
  • 07/2017 → 04/2019
    Dillards
    Jacksonville, FL
  • 06/2013 → 06/2017
    The Citadel Military College Of South Carolina
    Charleston, SC
  • 06/2021 → 11/2021
    Unemployed
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-02
  • S66 Uniform Combined State Law Examination
    2024-02-02

View on SEC IAPD

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