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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-07
VA RA APPROVED 2022-04-14
CA RA APPROVED 2022-03-29
PA RA APPROVED 2022-03-21
TX RA APPROVED 2022-03-18
GA RA APPROVED 2022-02-16
FL RA APPROVED 2021-11-22
  • WA RA
    APPROVED
    Since 2022-09-07
  • VA RA
    APPROVED
    Since 2022-04-14
  • CA RA
    APPROVED
    Since 2022-03-29
  • PA RA
    APPROVED
    Since 2022-03-21
  • TX RA
    APPROVED
    Since 2022-03-18
  • GA RA
    APPROVED
    Since 2022-02-16
  • FL RA
    APPROVED
    Since 2021-11-22

Branch Locations

7480 Sw 40Th Street Suite 602, Miami, FL 33155 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fbi Miami FL 06/2016 10/2021
American United Life Lauderhill FL 10/2021 Present
Oneamerica Securities Lauderhill FL 11/2021 Present
  • 06/2016 → 10/2021
    Fbi
    Miami, FL
  • 10/2021 → Present
    American United Life
    Lauderhill, FL
  • 11/2021 → Present
    Oneamerica Securities
    Lauderhill, FL
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)**Owner: 1124 Main Street LLC - rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-23
S66 Uniform Combined State Law Examination 2021-09-13
  • S65 Uniform Investment Adviser Law Examination
    2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-13
Designations
  • Certified Financial Planner

View on SEC IAPD

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