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Keaton G Schnell

Schnell Financial Group, LLC

Sedalia, MO

CRD 7458331

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Employer firm

Schnell Financial Group, LLC CRD 137969

$67.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Schnell Financial Group, Llc

821 Thompson Boulevard, Sedalia, MO 65301 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-10-21
MO RA APPROVED 2021-10-21
  • KS RA
    APPROVED
    Since 2021-10-21
  • MO RA
    APPROVED
    Since 2021-10-21

Branch Locations

821 Thompson Boulevard, Sedalia, MO 65301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schnell Financial Group, Llc Sedalia MO 01/2016 Present
City Of Sedalia (Police Department) Sedalia MO 08/2016 Present
Other Businesses

City of Sedalia, 200 S. Osage Avenue, Sedalia, Missouri 65301-Police Officer-Patrol Division (Non-Investment Related) Date of Hire: August 2016; Hours worked per month: 170; Hours devoted to other business during securities trading hours: 20 Hours Average.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-29

View on SEC IAPD

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