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Current Employers
Harbour Wealth Management Group, Inc.

126 Seven Farms Drive Ste 150, Daniel Island, SC 29492 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-06-04
  • SC RA
    APPROVED
    Since 2021-06-04

Branch Locations

126 Seven Farms Drive Ste 150, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mt. Pleasant SC 02/2012 07/2021
Harbour Wealth Management Group, Inc. Daniel Island SC 08/2021 Present
M Holdings Securities, Inc. Daniel Island SC 10/2021 Present
Previous Registrations
Other Businesses

1) Name of Business: M Holdings Securities, Inc Address: Daniel Island, SC Position/Title: Registered Representative Investment Related: Yes Start Date: 10/15/2021 Hours per month devoted to this business during trading hours: 10 Description of duties: Insurance and Variable annuity sales 2) Harbour Wealth Management Group, Inc; 126 Seven Farms Dr, Ste.150, Daniel Island, SC 29492; M Financial Group Member Firm, Insurance; Investment Related; Managing Director, Chief Compliance Officer; Compliance and Insurance sales; 10/1/2021; 160 ho/mo; 160 ho/mo during trading hours. 3) Harbour Wealth Management Group, Inc.; 126 Seven Farms Dr., Ste 150, Daniel Island, SC 29492; RIA; Investment related; Managing Director, Wealth Management Advisor, Managing Director/Wealth Management Advisor; Keeping Harbour Wealth Management compliant, all firm trading, and growing the business; 6/4/2021; 160 ho/mo; 160 ho/mo during trading hours. 4) HWMRE, LLC; 126 Seven Farms Dr Suite 150 Daniel Island, SC 29492; Entity Ownership; Not Investment Related; Directing Member; Manage real estate; 12/28/2023; 1 hour per month; 1 hour per month during trading hours. 5) FIRST CITIZENS DANIEL ISLAND PLAZA PROPERTY OWNERS ASSOC.; 126 Seven Farms Dr, Ste. 150, Charleston SC 29429; Board of Directors for Property Owners Assoc.; Not investment related; Secretary; Taking notes at meetings and voting for the rest of the POA members; 1/21/2025; 1 hour per month; 1 hour per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2006-09-21

View on SEC IAPD

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