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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-12
ME RA APPROVED 2026-05-12
NH RA APPROVED 2026-05-12
RI RA APPROVED 2026-05-12
VT RA APPROVED 2026-05-12
SC RA APPROVED 2026-04-22
  • CT RA
    APPROVED
    Since 2026-05-12
  • ME RA
    APPROVED
    Since 2026-05-12
  • NH RA
    APPROVED
    Since 2026-05-12
  • RI RA
    APPROVED
    Since 2026-05-12
  • VT RA
    APPROVED
    Since 2026-05-12
  • SC RA
    APPROVED
    Since 2026-04-22

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Impact America Greenville SC 08/2021 09/2021
Scansource Greenville SC 06/2019 07/2021
Panera Bread Greenville SC 09/2016 12/2019
Bath And Body Works Greenville SC 11/2018 05/2019
Usc Upstate Spartanburg SC 08/2017 05/2019
Dave And Busters Greenville SC 11/2015 10/2016
Wells Fargo Greenville SC 06/2018 09/2018
Greenville Technical College Greenville SC 08/2014 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2021 02/2024
Lucky Brand Greenville SC 11/2022 01/2023
Edward Jones St Louis MO 04/2024 12/2025
Unemployed Mauldin SC 02/2024 04/2024
Unemployed Greenville SC 09/2021 12/2021
Td Private Client Wealth Llc Greenville SC 02/2026 Present
Td Bank N.A. Greenville SC 02/2026 Present
  • 08/2021 → 09/2021
    Impact America
    Greenville, SC
  • 06/2019 → 07/2021
    Scansource
    Greenville, SC
  • 09/2016 → 12/2019
    Panera Bread
    Greenville, SC
  • 11/2018 → 05/2019
    Bath And Body Works
    Greenville, SC
  • 08/2017 → 05/2019
    Usc Upstate
    Spartanburg, SC
  • 11/2015 → 10/2016
    Dave And Busters
    Greenville, SC
  • 06/2018 → 09/2018
    Wells Fargo
    Greenville, SC
  • 08/2014 → 07/2017
    Greenville Technical College
    Greenville, SC
  • 12/2021 → 02/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2022 → 01/2023
    Lucky Brand
    Greenville, SC
  • 04/2024 → 12/2025
    St Louis, MO
  • 02/2024 → 04/2024
    Unemployed
    Mauldin, SC
  • 09/2021 → 12/2021
    Unemployed
    Greenville, SC
  • 02/2026 → Present
    Greenville, SC
  • 02/2026 → Present
    Td Bank N.A.
    Greenville, SC
Previous Registrations
  • 2024-08-26 → 2025-12-04
    Greenville, SC
    St Louis, MO
    Mauldin, SC
    Greenville, SC
Other Businesses

Bath and Body Works Type of business: Retail Greenville, SC Start date: 7/1/2025 Stock Associate Hours per week: 10 Hours during trading: 0 Stock candles in the back on the weekends

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
S63 Uniform Securities Agent State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    2022-09-19
Other Names
  • Alicia Shaw

View on SEC IAPD

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