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Adam Charles Peak

Spc

Brighton, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-06
  • MI RA
    APPROVED
    Since 2025-06-06

Branch Locations

Brighton, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 12/2014 11/2024
Spc Ann Arbor MI 01/2015 11/2024
Foguth Wealth Management Brighton MI 11/2024 06/2025
Sigma Financial Corporation Ann Arbor MI 06/2025 Present
Sigma Planning Corp Ann Arbor MI 06/2025 Present
  • 12/2014 → 11/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2015 → 11/2024
    Ann Arbor, MI
  • 11/2024 → 06/2025
    Foguth Wealth Management
    Brighton, MI
  • 06/2025 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2025 → Present
    Sigma Planning Corp
    Ann Arbor, MI
Previous Registrations
Other Businesses

DBA - Five Pines Financial, LLC, Brighton, MI. Name used for financial practice with services offered through Sigma Financial Corp. and SPC. Start date: 6/9/25. INV REL: Y Preparation of individual federal and state income tax returns for existing relationships - family and individuals who request tax services. Prepared under Five Pines Financial, Brighton, MI. Start date: 3/16/26, approx. 5-10 hrs/mo during tax season. INV REL: N Sale of non-variable insurance products including fixed and indexed annuities, life insurance and LTC. Annuities are sold through approved carriers and FMOs of Sigma Financial Corp. Start date: 7/7/25, approx. 5 hrs/mo. INV REL: Y

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
  • S66 Uniform Combined State Law Examination
    2015-01-16
Designations

View on SEC IAPD

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