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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Castlerock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zacks Investment Management Chicago IL 12/2011 Present
Lbmz Securities, Inc. Chicago IL 12/2011 Present
  • 12/2011 → Present
    Zacks Investment Management
    Chicago, IL
  • 12/2011 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Other Businesses

Mr. Foy is renting out his Home at 12148 West Stillwater Drive Boise, ID 83709. This is not an investment related business. Mr. Foy will not be spending any time running this business as has hired a Management company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-07
S63 Uniform Securities Agent State Law Examination 2006-07-07
  • S65 Uniform Investment Adviser Law Examination
    2012-02-07
  • S63 Uniform Securities Agent State Law Examination
    2006-07-07
Other Names
  • Andre O Foy
  • Andre O Foy
  • Andy Foy
  • Andre O Foy
  • Andre Owen Foy

View on SEC IAPD

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