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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-04
  • NC RA
    APPROVED
    Since 2022-11-04

Branch Locations

7210 Tryon Rd, Cary, NC 27518 • United States

7704 Carpenter Fire Station Road, Cary, NC 27519 • United States

205 S. Estes Dr, Chapel Hill, NC 27514 • United States

1725 High House Road, Cary, NC 27513 • United States

1397 Kildaire Farm Road, Cary, NC 27511 • United States

1133 West Nc-54, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Garner NC 04/2020 Present
Suntrust Bank Raleigh NC 12/2017 03/2020
Chipotle Mexican Grill New York NY 03/2011 11/2017
Fifth Third Securities Garner NC 10/2021 Present
  • 04/2020 → Present
    Fifth Third Bank
    Garner, NC
  • 12/2017 → 03/2020
    Suntrust Bank
    Raleigh, NC
  • 03/2011 → 11/2017
    Chipotle Mexican Grill
    New York, NY
  • 10/2021 → Present
    Fifth Third Securities
    Garner, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-04
S63 Uniform Securities Agent State Law Examination 2022-06-25
  • S65 Uniform Investment Adviser Law Examination
    2022-11-04
  • S63 Uniform Securities Agent State Law Examination
    2022-06-25

View on SEC IAPD

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