Neil R Parekh

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2020
  Morgan Stanley Smith Barney Llc
  San Jose, CA
• 11/2013 → 03/2020
  Morgan Stanley Private Bank, N.A.
  San Jose, CA
• 04/2020 → 10/2024
  Wells Fargo Clearing Services
  St Louis, MO
• 10/2024 → Present
  Rbc Capital Markets, Llc
  San Jose, CA

Previous Registrations

• 2020-04-22 → 2024-10-23
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  St. Louis, MO
  San Francisco, CA
• 2013-12-02 → 2020-03-19
  Morgan Stanley
  Palo Alto, CA
  San Jose, CA
  Modesto, CA
  Pleasanton, CA
  Stockton, CA
  Walnut Creek, CA
  Burlingame, CA
  Menlo Park, CA
  Menlo Park, CA
  San Mateo, CA
  Santa Cruz, CA
  Monterey, CA
  Salinas, CA
  Santa Cruz, CA
  Los Gatos, CA
  Cupertino, CA
• 2011-01-03 → 2013-11-19
  Wells Fargo Clearing Services, Llc
  Sunnyvale, CA
  Cupertino, CA
  San Jose, CA
  Palo Alto, CA
• 2006-06-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Sunnyvale, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-06-28

Other Names

• Neil Rajaram Parekh
• Neil Parekh