Scot R Herrmann

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Fidelity Brokerage Services, Inc.
  Cincinnati, OH
• 07/2018 → Present
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Covington, KY
  Loveland, OH
• 2007-10-30 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY
  Covington, KY
  Blue Ash, OH

Other Businesses

OBA-5921|OrgNmn:Announcing Services, General|Org Addr:Cincinnati,Ohio,US|OBA Nature:Announcing sporting: calling a|Invst Rel:N|Title:Race Announcer|Duties:Announcing live sporting events - color commentary and podium presentations|StrtDt:09-21-15|TotHrs/mon:1|TrdHrs/mon:0|OBA-5400|OrgNmn:Loveland Bike Shop and Rental|Org Addr:Loveland,Ohio,US|OBA Nature:Retail bike shop and bike rent|Invst Rel:N|Title:Business Partner|Duties:Consultation on business strategy, occassional shop hours (less than 10 hours per month).|StrtDt:03-18-10|TotHrs/mon:10|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2008-02-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-23

Other Names

• Scot Randall Herrmann