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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
1901 Main Street Suite 700, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paragon Management Group | Riverside | CA | 03/2013 | 01/2019 |
| Keller Williams | Riverside | CA | 01/2014 | 02/2019 |
| California State University, Sb | San Bernardino | CA | 09/2014 | 12/2017 |
| Fortune Securities Inc. | Alhambra | CA | 07/2015 | 12/2020 |
| Better Homes And Gardens Champions | Riverside | CA | 03/2019 | 11/2020 |
| Cathay Bank | San Marino | CA | 11/2020 | 10/2024 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2020 | 10/2024 |
| Cetera Investment Advisers Llc | San Marino | CA | 03/2022 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Irvine | CA | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-25 |
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