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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-16 |
| TX | RA | APPROVED | 2025-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wake Tech Community College | Raleigh | NC | 05/2016 | 07/2018 |
| University Of North Carolina At Greensboro | Greensboro | NC | 08/2018 | 05/2020 |
| University Of North Carolina At Pembroke | Knightdale | NC | 06/2020 | 06/2021 |
| Unemployed | Knightdale | NC | 07/2021 | 09/2021 |
| Broadridge Financial Solutions | Knightdale | NC | 10/2021 | 06/2024 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2025 | Present |
| Unemployed | Knightdale | NC | 01/2025 | 05/2025 |
| Apex Systems | Cary | NC | 09/2024 | 12/2024 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
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