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6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| NE | RA | APPROVED | 2026-02-05 |
| IA | RA | APPROVED | 2023-02-07 |
Branch Locations
6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Veridian Credit Union | Ankeny | IA | 11/2014 | 10/2016 |
| Bankers Trust | Clive | IA | 10/2016 | 10/2021 |
| Legacy Financial Group, Llc | Des Moines | IA | 10/2021 | Present |
Nicholas is a licensed life and health insurance agent with the State of Iowa. He is appointed with various insurance carriers providing insurance and fixed annuity products. licensed November 1, 2022. 6000 Grand Ave Ste B Des Moines, IA 50312. 5 hours a month during securities hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-07 |
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