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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2021 | Present |
| Spectrum | Charlotte | NC | 04/2017 | 11/2021 |
| Convergys | Charlotte | NC | 06/2013 | 04/2017 |
| Self-Employed | Charlotte | NC | 11/2019 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2025 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS : CHARLOTTE, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED DRIVER FOR DOORDASH START DATE: 11/2019 APPROXIMATE HOURS PER MONTH: 15 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-14 |
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