Brett Bernstein

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-05-02
TX	RA	APPROVED	2023-05-01

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Summit	NJ	10/2021	Present
Sam's Fine Mens Clothing	Livingston	NJ	08/2015	08/2018
Rutgers Business School	New Brunswick	NJ	09/2016	05/2020
Staffing Etc	Seabrook	MD	11/2020	01/2022
Acutis Diagnostics	Hicksville	NY	02/2021	05/2021
Unemployed	Livingston	NJ	06/2020	10/2020
Bank Of America, N.A.	Summit	NJ	06/2025	Present

10/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ
08/2015 → 08/2018

Sam's Fine Mens Clothing

Livingston, NJ
09/2016 → 05/2020

Rutgers Business School

New Brunswick, NJ
11/2020 → 01/2022

Staffing Etc

Seabrook, MD
02/2021 → 05/2021

Acutis Diagnostics

Hicksville, NY
06/2020 → 10/2020

Unemployed

Livingston, NJ
06/2025 → Present

Bank Of America, N.A.

Summit, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-27