Steven Nicholas Sacco

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → Present
  New York Life Insurance Company
  Broomfield, CO
• 06/2002 → 12/2021
  United States General Services Administration
  Washington, DC
• 03/2022 → Present
  Nylife Securities Llc
  Broomfield, CO
• 01/2024 → Present
  Eagle Strategies Llc
  Denver, CO
• 07/2024 → Present
  Five Peaks Capital Group
  Palm Beach Gardens, FL

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3200 Cherry Creek South Drive, Suite 700, Denver, CO 80209; Start Date 06/2024; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours; When appropriate, I will broker insurance to a non-NYL entity if the applicant was rated, declined, or if a field review determines they are a likely candidate to be rated by NYL underwriting.] [OPERATING UNDER THE DBA NAME OF FIVE PEAKS CAPITAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (PALM BEACH GARDENS, FL); START DATE: 07/2024]

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-26
• S63 Uniform Securities Agent State Law Examination
  2022-07-21

Other Names

• Steve Nicholas Sacco