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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-12-12
  • AZ RA
    APPROVED
    Since 2018-12-12

Branch Locations

8601 S Priest Dr Ste 101, Tempe, AZ 85284-1919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dan Schwartz Realty Phoenix AZ 02/2006 Present
State Farm Vp Management Corp Tempe AZ 02/2013 Present
Kevin M Cunningham Insurance Agency Tempe AZ 02/2013 Present
State Farm Investment Management Corp. Tempe AZ 08/2018 Present
  • 02/2006 → Present
    Dan Schwartz Realty
    Phoenix, AZ
  • 02/2013 → Present
    State Farm Vp Management Corp
    Tempe, AZ
  • 02/2013 → Present
    Kevin M Cunningham Insurance Agency
    Tempe, AZ
  • 08/2018 → Present
    Tempe, AZ
Other Businesses

1) REALTOR, AGENT OF COMPANY, START DATE 03/2008, APPROXIMATE 10 HOURS OF WORK PER MONTH AND 0 HOURS DURING SECURITIES TRADING HOURS. GUIDE CLIENT THROUGH THE PROCESS OF BUYING AND SELLING A HOME. HANDLE PAPERWORK AND COORDINATE ALL ACTIVITIES (TERMITE REPORT, INSPECTIONS) FOR CLOSINGS OF HOMES THROUGH TITLE COMPANIES. TAKE 24 HOURS OF CONTINUING EDUCATION EVERY TWO YEARS. 2) Show Appeal Realty; investment-related; 500 Chandler Blvd, Chandler, AZ 85225; Investment or Commercial Property; Employee; 04/25/2016; 2hs; Residential real estate. Referring most of all business out if any 3) Kevin Cunningham's Insurance Agency; Insurance Agency; Investment-related; 8601 S Priest Dr Ste 101 Tempe, AZ 85284-1919; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2008; 80; 80; Service customers and supervise employees 4) KC Slypigs; Non-Investment Related; 855 E Virgo Pl Chandler, AZ 85249; Retail; Owner; None; 06/22/2026; 10; 0; Prepare an inventory of cards for weekly livestream auction. Run the auction. Prepare packages of cards purchased and deliver to post office. Purchase supplies, inventory and equipment needed. Post inventory to online platforms.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-06
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S65 Uniform Investment Adviser Law Examination
    2018-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14

View on SEC IAPD

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