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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-09
  • CT RA
    APPROVED
    Since 2024-12-09

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

44 Old Ridgebury Rd Suite 150, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Danbury CT 10/2021 11/2023
Wealth Enhancement Group Danbury CT 10/2021 11/2023
Unemployed Brookfield CT 05/2021 10/2021
Bryant University Smithfield RI 09/2017 05/2021
Bryant University Smithfield RI 11/2020 03/2021
Cigna Bloomfield CT 06/2020 08/2020
Fiducient Advisors Windsor CT 06/2019 08/2019
East Longmeadow High School East Longmeadow MA 10/2013 08/2017
Wealth Enhancement Brokerage Services Danbury CT 10/2022 11/2023
Wealth Enhancement Advisory Services Danbury CT 01/2023 11/2023
Bridgelight Financial Advisors Shelton CT 11/2023 02/2024
Unemployed Brookfield CT 02/2024 12/2024
Wealth Enhancement Group Danbury CT 12/2024 Present
Lpl Financial Llc Danbury CT 12/2024 06/2025
Wealth Enhancement Advisory Services Danbury CT 12/2024 Present
Wealth Enhancement Brokerage Services Danbury CT 12/2024 Present
  • 10/2021 → 11/2023
    Danbury, CT
  • 10/2021 → 11/2023
    Wealth Enhancement Group
    Danbury, CT
  • 05/2021 → 10/2021
    Unemployed
    Brookfield, CT
  • 09/2017 → 05/2021
    Bryant University
    Smithfield, RI
  • 11/2020 → 03/2021
    Bryant University
    Smithfield, RI
  • 06/2020 → 08/2020
    Cigna
    Bloomfield, CT
  • 06/2019 → 08/2019
    Fiducient Advisors
    Windsor, CT
  • 10/2013 → 08/2017
    East Longmeadow High School
    East Longmeadow, MA
  • 10/2022 → 11/2023
    Wealth Enhancement Brokerage Services
    Danbury, CT
  • 01/2023 → 11/2023
    Wealth Enhancement Advisory Services
    Danbury, CT
  • 11/2023 → 02/2024
    Bridgelight Financial Advisors
    Shelton, CT
  • 02/2024 → 12/2024
    Unemployed
    Brookfield, CT
  • 12/2024 → Present
    Wealth Enhancement Group
    Danbury, CT
  • 12/2024 → 06/2025
    Danbury, CT
  • 12/2024 → Present
    Wealth Enhancement Advisory Services
    Danbury, CT
  • 12/2024 → Present
    Wealth Enhancement Brokerage Services
    Danbury, CT
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/02/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-25
  • S66 Uniform Combined State Law Examination
    2023-01-25
Designations
  • Certified Financial Planner
Other Names
  • Zach Babineau

View on SEC IAPD

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