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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
TX RA APPROVED 2008-02-11
IN RA APPROVED 2006-08-30
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED
    Since 2008-02-11
  • IN RA
    APPROVED
    Since 2006-08-30

Branch Locations

Muskegon , MI • United States

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 05/2006 Present
Bank Of America, N.A. Bloomfield Hills MI 12/2009 Present
Other Businesses

I*132175 For profit or not for profit: Non-Profit Organization Name of outside business organization: Michigan Hispanic Fund Investment related: No Address of business: Fernadale, Michigan 48220 Nature of business: Charitable Organization Position, title, association: Advisory Board Member Start date of relationship: 2/12/2020 Number of hours devoted: 5 hrs Qtrly Number of hours devoted during trading hours: 0 Duties: Board Member I*1135272 For profit or not for profit: Name of outside business organization: Great Lakes Women's Business Council Investment related: No Address of business: Livonia, MI 48150 Position, title, association: Consultant Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: Review revolving loan applications. Funding for loans is provided by grants from Economic Development Administration and Community Development Financial Institute as well as Oakland County I*: 2304260 Entity Type: For Profit Name of OBA: Saugatuck Brewing Company Address: Douglas, MI 49406 Investment Related: No Position, Title, Association: Director Employee Start Date: 5/1/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Help provide business strategy, leadership and share operational excellence experiences

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-29
  • S66 Uniform Combined State Law Examination
    2006-08-29
Other Names
  • Bill Borquez

View on SEC IAPD

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