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James Jacob Suazo

Baron Financial Group LLC

Fair Lawn, NJ

Morristown, NJ

CRD 7454982

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Employer firm

Baron Financial Group LLC CRD 144234

$369M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Baron Financial Group Llc

16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-21
TX RA APPROVED 2021-10-14
  • NJ RA
    APPROVED
    Since 2021-10-21
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504 • United States

55 Madison Avenue Suite 400, Morristown, NJ 07960-7397 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baron Financial Group Llc Fair Lawn NJ 05/2016 10/2021
Baron Financial Group Llc Fair Lawn NJ 10/2021 Present
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

NPA ASSET MANAGEMENT, LLC
BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

ROBERTO FERIA CESTERO
WILLIAM GEORGE ROLL
JAMES KEVIN NOBLE

Nearby Offices

NPA ASSET MANAGEMENT, LLC · FAIR LAWN, NJ
BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC · FAIR LAWN, NJ
J.P. MORGAN SECURITIES LLC · FAIRLAWN, NJ

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