Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-02-10
  • AL RA
    APPROVED
    Since 2015-02-10

Branch Locations

105 West Main Street, Livingston, AL 35470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Selma AL 02/2015 Present
Cetera Investment Services Llc St. Cloud MN 02/2015 Present
Cetera Investment Advisers Llc Selma AL 02/2015 Present
  • 02/2015 → Present
    Regions Bank
    Selma, AL
  • 02/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2015 → Present
    Selma, AL
Previous Registrations
  • 2012-03-19 → 2015-02-03
    Auburn, AL
    Opelika, AL
    Auburn, AL
    Palm Beach Gardens, FL
    Prattville, AL
    Selma, AL
    Wetumpka, AL
    Montgomery, AL
    Millbrook, AL
    Montgomery, AL
    Montgomery, AL
  • 2010-08-02 → 2012-03-05
    Millbrook, AL
  • 2007-02-13 → 2010-07-28
    Morgan Keegan & Company, Llc
    Montgomery, AL
  • 2005-01-20 → 2007-02-13
    Amsouth Investment Management Company Llc
    Montgomery, AL
  • 2001-06-21 → 2005-01-10
    Raymond James Financial Services, Inc.
    Dothan, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-25
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-08-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24
Other Names
  • Charlie Rowell
  • Charles Rowell
  • Chuck Wilson Rowell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Livingston, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor