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Paula C Ferreira Soares

LPl Financial LLC

Campbell, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-03
TX RA APPROVED 2026-02-03
  • CA RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

51 E Campbell Ave Ste 107F, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2022 03/2023
University Of Hawaii Honolulu HI 07/2021 06/2022
Le Tahiti By Pearl Resorts Arue 02/2020 06/2021
Unemployed Punaauia 11/2019 01/2020
Dezign With A Z San Francisco CA 01/2012 11/2019
Lpl Financial Windermere FL 03/2023 07/2025
Unemployed Miami FL 07/2025 01/2026
Lpl Financial Campbell CA 01/2026 Present
  • 06/2022 → 03/2023
    St Louis, MO
  • 07/2021 → 06/2022
    University Of Hawaii
    Honolulu, HI
  • 02/2020 → 06/2021
    Le Tahiti By Pearl Resorts
    Arue
  • 11/2019 → 01/2020
    Unemployed
    Punaauia
  • 01/2012 → 11/2019
    Dezign With A Z
    San Francisco, CA
  • 03/2023 → 07/2025
    Lpl Financial
    Windermere, FL
  • 07/2025 → 01/2026
    Unemployed
    Miami, FL
  • 01/2026 → Present
    Lpl Financial
    Campbell, CA
Previous Registrations
  • 2023-03-02 → 2025-07-17
    Windermere, FL
    Honolulu, HI
    Honolulu, HI
    San Diego, CA
  • 2022-08-30 → 2023-03-10
    St Louis, MO
    Honolulu, HI
    Kailua, HI
Other Businesses

1.01/2026-Pence Financial Group- DBA for LPL Business (entity for LPL business)-Inv Related-160 Hours per month-160 Hours during trading- At reported business location (s). Start date 01/20/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-27
  • S66 Uniform Combined State Law Examination
    2022-08-27
Designations
Other Names
  • Paula Correia L Ferreira Soares
  • Paula Soares

View on SEC IAPD

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