Best Investors Account Sign in

Dillon Richard Dunn

Wells Fargo Clearing Services, LLC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-09
  • NC RA
    APPROVED
    Since 2025-01-09

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 11/2021 03/2024
Ace Hardware Wilmington NC 05/2019 05/2021
University Of North Carolina Wilmington Wilmington NC 08/2017 05/2021
Central Piedmont Community College Matthews NC 08/2016 08/2017
Decks Unlimited Llc Indian Trail NC 05/2016 08/2017
Swim Club Management Group Charlotte NC 05/2015 09/2016
Unemployed Indian Trail NC 05/2021 10/2021
Wells Fargo Clearing Services Charlotte NC 10/2024 Present
Unemployed Indian Trail NC 04/2024 10/2024
  • 11/2021 → 03/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2019 → 05/2021
    Ace Hardware
    Wilmington, NC
  • 08/2017 → 05/2021
    University Of North Carolina Wilmington
    Wilmington, NC
  • 08/2016 → 08/2017
    Central Piedmont Community College
    Matthews, NC
  • 05/2016 → 08/2017
    Decks Unlimited Llc
    Indian Trail, NC
  • 05/2015 → 09/2016
    Swim Club Management Group
    Charlotte, NC
  • 05/2021 → 10/2021
    Unemployed
    Indian Trail, NC
  • 10/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2024 → 10/2024
    Unemployed
    Indian Trail, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-11
S63 Uniform Securities Agent State Law Examination 2022-02-24
  • S65 Uniform Investment Adviser Law Examination
    2024-06-11
  • S63 Uniform Securities Agent State Law Examination
    2022-02-24
Other Names
  • Dillon Dunn

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor